Global Reporting Frameworks
- EMIR, REMIT, MiFID II
- Dodd-Frank/CFTC reporting
Regulatory & Compliance
Regulatory & Compliance Mastery & Excellence
Softobotics ensures CTRM/ETRM systems stay fully aligned with global regulatory frameworks by embedding compliance workflows, audit trails, and automated reporting. Our expertise helps commodity firms, utilities, and financial players reduce compliance costs, stay audit-ready, and adapt to evolving global regulations.
Why Regulatory & Compliance Matter
Energy and commodity trading spans multiple jurisdictions, each with stringent reporting and transparency requirements . Non-compliance risks not only fines but also reputational damage. Softobotics integrates compliance monitoring directly into CTRM/ETRM systems, delivering real-time auditability and cross-border readiness.
The Business Impact
- Global Compliance
EMIR, REMIT, MiFID II, Dodd-Frank, Basel III.
- Reduced Risk
Automated monitoring prevents reporting gaps.
- Lower Costs
30–40% savings from automated submissions.
Our Regulatory & Compliance Technical Expertise
Full compliance coverage across CTRM/ETRM platforms.
Transaction Surveillance
- Position limit monitoring
- Market abuse detection
Audit & Data Lineage
- End-to-end traceability
- Reconciliation checks
Compliance Dashboards
- Real-time monitoring
- Exception alerts
Cross-Border Compliance
- Multi-jurisdictional templates
- APAC & LATAM coverage
Automated Submissions
- Straight-through regulator feeds
- Pre-built APIs
Regulatory & Compliance Service Offerings
Softobotics delivers end-to-end regulatory compliance solutions for CTRM/ETRM platforms. Our services include implementation of full regulatory workflows, audit-ready traceability frameworks, multi-jurisdictional reporting, and performance optimization. We help clients reduce manual effort, accelerate reporting cycles, and ensure alignment with EMIR, MiFID II, REMIT, Dodd-Frank, and other global regulations.
Implementation & Deployment
New compliance framework setupDeploy full regulatory workflows embedded in CTRM/ETRM systems.
6–9 mo
Typical program
45%
Faster go-live
- Trade reporting pipelines (EMIR, MiFID II, REMIT, Dodd-Frank)
- Audit & traceability frameworks
- Multi-jurisdiction compliance integration
System Optimization
Performance enhancementsEnhance compliance readiness for evolving regulations.
2–4 w
Assessment
50%
Lower audit effort
- Regulatory change updates
- Data quality & reconciliation improvements
- Cloud-native compliance dashboards
Proven Results
Softobotics compliance expertise delivers measurable outcomes across global firms.
50%
Faster EMIR & MiFID II Submissions
Accelerated reporting pipelines reduce manual effort and ensure timely submissions.
$12M+
Annual Savings in Compliance Overhead
Reduced operational and regulatory costs through automated compliance workflows.
99.9%
Compliance Accuracy Across Audits
High precision and end-to-end traceability across all audit reports.
180+
Compliance Projects Delivered Globally
Successful implementation of regulatory frameworks for utilities and commodity traders worldwide.
Client Success Story
“Softobotics transformed our regulatory reporting process, embedding EMIR and Dodd-Frank compliance into our CTRM. We cut reporting errors by 60% and reduced audit time by half.”
Chief Compliance Officer
What Sets Us Apart
Our blend of domain, regulatory, and technical expertise ensures compliance excellence.
Certified Excellence
Certified compliance experts with CTRM/ETRM specialization.
- Avg 12+ yrs compliance experience
- EMIR, MiFID II, Dodd-Frank certified specialists
- Basel & cross-border compliance expertise
Industry Depth
Compliance delivery across energy, utilities, and commodity finance.
- 180+ compliance projects
- Multi-asset, multi-region regulatory expertise
- Proven record with Tier-1 trading houses
Proven Delivery
Accelerated compliance delivery frameworks.
- 60+ reusable compliance templates
- Cloud-native & automated reporting pipelines
- Faster, lower-cost compliance projects
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Frequently Asked Questions
Common questions about our OpenLink Endur expertise and implementation services.